6RTO Governance Framework#
The Framework defines the following procedures / processes, criteria and decision points (treatment) applied by the department in the approval, management, compliance and licence renewal of RTOs (RTO Risk Methodology).
The use of data and intelligence to inform judgements about appropriate interventions is central to this risk based approach. Appropriate interventions aim to promote compliance and improve confidence in the departments’ (RTO Governance Framework).
| Risk Methodology | RTO Licence Management |
|---|---|
| • Risk Methodology • Risk Register • Risk Assessment and Rating Matrix • RTO Risk Profile • Non-compliance Register | • RTO Licence Application Management • RTO Licence Renewal Management o Non-renewal o Conditional o Unconditional • RTO Licence Review • Trainer Application Management |
| Program Management | RTO Compliance Management |
| • Stakeholder Communication • Complaints Management • Training Program Content Management • RTO Monitoring and Reporting • Internal Program Review | • RTO Audit Program Management o Audit Scheduling o Audit Conducting o Audit Reporting • RTO Non-compliance Management o Rectification o Conditions o Suspension o Cancellation |
Table in words
- The Risk Methodology column of the RTO Licence Management table includes Risk Methodology, Risk Register, Risk Assessment and Rating Matrix, RTO Risk Profile and Non-compliance Register.
- The RTO Licence Management column of the RTO Licence Management table includes RTO Licence Application Management, RTO Licence Renewal Management (Non-renewal, Conditional, Unconditional), RTO Licence Review and Trainer Application Management.
- The Program Management column of the RTO Licence Management table includes Stakeholder Communication, Complaints Management, Training Program Content Management, RTO Monitoring and Reporting and Internal Program Review.
- The RTO Compliance Management column of the RTO Licence Management table includes RTO Audit Program Management (Audit Scheduling, Audit Conducting, Audit Reporting) and RTO Non-compliance Management (Rectification, Conditions, Suspension, Cancellation).